Syllabus
NOTE: Where it is feasible, a syllabus (headnote) will be released, as is
being done in connection with this case, at the time the opinion is issued. The
syllabus constitutes no part of the opinion of the Court but has been prepared
by the Reporter of Decisions for the convenience of the reader. See United
States v. Detroit Timber &
Lumber Co., 200 U. S. 321, 337.
SUPREME COURT OF THE UNITED STATES
Syllabus
MENOMINEE INDIAN TRIBE OF WISCONSIN v.
UNITED STATES ET AL.
CERTIORARI TO THE
UNITED STATES COURT OF APPEALS FOR THE DISTRICT OF COLUMBIA CIRCUIT
No. 14–510. Argued December 1, 2015—Decided
January 25, 2016 Pursuant to the Indian Self-Determination and Education Assistance
Act (ISDA), petitioner Menominee Indian Tribe of Wisconsin
con- tracted with the Indian Health Service (IHS) to operate what would
otherwise have been a federal program and to receive an amount of money equal
to what the Government would have spent on operating the program itself,
including reimbursement for reasonable contract support costs. 25 U. S. C.
§§450f, 450j–1(a). After other tribal enti- ties successfully litigated
complaints against the Federal Govern- ment for failing to honor its obligation
to pay contract support costs, the Menominee Tribe presented its own contract
support claims to the IHS in accordance with the Contract Disputes Act of 1978
(CDA), which requires contractors to present each claim to a contracting of-
ficer for decision, 41 U. S. C. §7103(a)(1). The contracting officer de- nied some of the Tribe’s claims
because they were not presented with- in the CDA’s 6-year limitations period. See §7103(a)(4)(A).
The Tribe challenged the denials in Federal
District Court, arguing that the limitations period should be tolled for the
nearly two years in which a putative
class action, brought by tribes with parallel com- plaints, was pending. As
relevant here, the District Court eventually denied the Tribe’s
equitable-tolling claim, and the Court of Appeals affirmed, holding that no
extraordinary circumstances beyond the Tribe’s control caused the delay.
Held: Equitable tolling does not apply to the presentment of petitioner’s
claims. Pp. 5–9.
(a) To be entitled to equitable tolling of a statute of limitations, a
litigant must establish “(1) that he has been pursuing his rights dili-
gently, and (2) that
some extraordinary circumstance
stood in
his
2 MENOMINEE TRIBE OF
WIS. v. UNITED STATES
Syllabus
way and prevented timely filing.” Holland v. Florida, 560 U. S. 631, 649. The Tribe argues that
diligence and extraordinary circumstanc- es should be considered together as
factors in a unitary test, and it faults the Court of Appeals for declining to
consider the Tribe’s dili- gence in connection with its finding that no
extraordinary circum- stances existed. But this Court has expressly
characterized these two components as “elements,” not merely factors of
indeterminate or commensurable weight, Pace v. DiGuglielmo, 544 U. S. 408, 418, and has treated
them as such in
practice, see Lawrence v. Florida, 549
U. S. 327, 336–337. The Tribe also objects to the Court of
Appeals’ interpretation of the “extraordinary circumstances” prong as requir-
ing the showing of an “external obstacle” to timely filing. This Court
reaffirms that this prong is met only where the circumstances that caused a
litigant’s delay are both extraordinary and beyond its con- trol. Pp. 5–7.
(b) None of the Tribe’s excuses satisfy the “extraordinary circum- stances”
prong of the test. The Tribe had unilateral authority to pre- sent its claims
in a timely manner. Its claimed obstacles, namely, a mistaken reliance on a
putative class action and a belief that pre- sentment was futile, were not
outside the Tribe’s control. And the significant risk and expense associated
with presenting and litigating its claims are far from extraordinary. Finally,
the special relation- ship between the United States and Indian tribes, as
articulated in the ISDA, does not
override clear statutory language. Pp. 7–8.
764 F. 3d 51, affirmed.
ALITO, J., delivered the opinion for a unanimous
Court.
Opinion of the Court
NOTICE: This
opinion is subject to formal revision before publication in the preliminary
print of the United States Reports. Readers are requested to notify the
Reporter of Decisions, Supreme Court of the United States, Wash- ington, D. C.
20543, of any typographical or other formal errors, in order that corrections may be made before the preliminary print
goes to press.
SUPREME COURT OF THE UNITED STATES
No. 14–510
MENOMINEE INDIAN
TRIBE OF WISCONSIN, PETITIONER v. UNITED
STATES, ET AL.
ON WRIT OF CERTIORARI TO THE UNITED STATES COURT OF
APPEALS FOR THE DISTRICT OF COLUMBIA CIRCUIT
[January 25, 2016]
JUSTICE ALITO delivered
the opinion of the Court. Petitioner Menominee Indian
Tribe of Wisconsin (Tribe)
seeks
equitable tolling to
preserve contract claims not
timely presented to a
federal contracting officer.
Because the Tribe cannot establish
extraordinary circumstances that
stood in the way of timely filing, we hold that equit- able tolling does not apply.
I
Congress
enacted the Indian Self-Determination and Education Assistance Act (ISDA), Pub.
L. 93–638, 88 Stat. 2203, 25 U. S. C. §450 et seq., in 1975
to help Indian tribes assume responsibility for aid programs that benefit their
members. Under the ISDA, tribes may enter into “self- determination contracts”
with federal agencies to take control of a variety of federally funded
programs. §450f. A contracting tribe is eligible to receive the amount of money
that the Government would have otherwise spent on the program, see
§450j–1(a)(1), as well as reimbursement for reasonable “contract support
costs,” which include admin-
istrative and overhead costs associated with carrying out the contracted programs, §§450j–1(a)(2),
(3), (5).
2 MENOMINEE TRIBE OF
WIS. v. UNITED STATES
Opinion of the Court
In 1988,
Congress amended the ISDA to apply the Con- tract Disputes Act of 1978 (CDA),
41 U. S. C. §7101 et seq., to
disputes arising under
the ISDA. See
25 U. S. C.
§450m–1(d); Indian
Self-Determination and Education Assistance Act Amendments of 1988, §206(2),
102 Stat. 2295. As part of its mandatory administrative process for resolving
contract disputes, the CDA requires contractors to present “[e]ach claim” they
may have to a contracting officer for decision. 41 U. S. C. §7103(a)(1).
Congress later amended the CDA to include a 6-year statute of limita- tions for
presentment of each claim. Federal Acquisition Streamlining Act of 1994,
41 U. S. C. §7103(a)(4)(A).
Under
the CDA, the contracting officer’s decision is generally final, unless
challenged through one of the statutorily authorized routes. §7103(g). A
contractor dissatisfied with the officer’s decision may either take an
administrative appeal to a board of contract
appeals or file an action for breach of contract in
the United States Court of Federal Claims. §§7104(a), (b)(1), 7105(b). Both
routes then lead to the United States Court of Appeals for the Federal Circuit
for any further
review. 28 U. S.
C.
§1295(a)(3); 41
U. S. C. §7107(a)(1); see
25 U. S. C.
§450m–1(d). Under the ISDA,
tribal contractors have a third option. They may file a claim for money
damages in federal district court, §§450m–1(a), (d), and if they lose, they may pursue an appeal in one of the
regional courts of appeals, 28 U. S. C. §1291.
Tribal
contractors have repeatedly complained that the Federal Government has not
fully honored its obligations to pay contract support costs. Three lawsuits
making such claims are relevant here.
The
first was a class action filed by the Ramah Navajo Chapter alleging that the
Bureau of Indian Affairs (BIA) systematically underpaid certain contract
support costs. Ramah Navajo
Chapter v.
Lujan,
No. 1:90–cv–0957 (D NM) (filed Oct. 4, 1990). In 1993, Ramah successfully
Cite as: 577 U. S. (2016) 3
Opinion of the Court
moved for certification of a
nationwide class of all tribes that had contracted with the BIA under
the ISDA. See
Order and Memorandum Opinion in Ramah
Navajo Chap- ter v. Lujan, No.
1:90–cv–0957 (D NM, Oct. 1, 1993), App. 35–40. The Government argued that each
tribe needed to present its claims to a contracting officer before it could
participate in the class. Id., at
37–38. But the
trial court held that tribal
contractors could participate in the class without presentment, because the
suit alleged systemwide flaws in the BIA’s contracting
scheme, not merely breaches of individual contracts. Id., at 39. The
Government did not appeal the certification order, and the Ramah class action
proceeded to further litigation and settlement.
The
second relevant ISDA suit raised similar claims about contract support costs but arose from contracts
with the Indian Health Service (IHS).
Cherokee Nation of Okla.
v. United States, No. 6:99–cv–0092 (ED
Okla.) (filed Mar. 5, 1999). In Cherokee
Nation, two tribes filed a putative class action against IHS. On February
9, 2001, the Dis- trict Court denied
class certification without addressing whether tribes would need to present
claims to join the class. Cherokee
Nation of Okla. v. United States,
199
F. R. D. 357, 363–366 (ED
Okla.). The two plaintiff tribes did not appeal the denial
of class certification but proceeded to the merits on their own,
eventually prevailing before this Court in a parallel suit. See Cherokee Nation of Okla. v. Leavitt, 543 U.
S. 631 (2005).
The
third relevant case is the one now before us. In this case, the Tribe presented
its contract support claims (for contract years 1995 through 2004) to IHS on
September 7, 2005, shortly after our Cherokee
Nation ruling. As
rele- vant here, the contracting
officer denied the Tribe’s claims based on its 1996, 1997, and 1998 contracts
because, inter alia, those claims were barred by the CDA’s 6-year statute
4 MENOMINEE TRIBE OF
WIS. v. UNITED STATES
Opinion of the Court
of
limitations.1 The
Tribe challenged the denials in the United States District Court for the
District of Columbia, arguing, based on theories of class-action and equitable
tolling, that the limitations period should be tolled for the 707 days that the
putative Cherokee Nation class had
been pending. See American Pipe
& Constr. Co. v. Utah, 414
U. S. 538 (1974)
(class-action tolling); Holland v. Florida, 560 U. S. 631 (2010) (equitable tolling).
Initially,
the District Court held that the limitations period was jurisdictional and thus
forbade tolling of any sort. 539 F. Supp. 2d 152, 154, and n. 2 (DDC 2008). On
appeal, the United States Court of Appeals for the District of Columbia Circuit
concluded that the limitations period was not jurisdictional and thus did not
necessarily bar tolling. 614 F. 3d 519, 526 (2010). But the court held that the
Tribe was ineligible for class-action tolling during the pendency of the
putative Cherokee Nation class, because the Tribe’s failure to
present its claims to IHS made it “ineligible to participate in the class
action at the time class certification [was] denied.” 614 F. 3d, at 527 (apply-
ing American Pipe). The court then remanded the case to
the District Court to determine the Tribe’s eligibility for equitable tolling.
On
remand, the District Court concluded
that the Tribe’s asserted reasons
for failing to present its claims within the specified time “do not,
individually or collec- tively, amount to an extraordinary circumstance” that could warrant equitable tolling. 841 F. Supp.
2d 99, 107 (DC 2012) (internal quotation marks
omitted). This time, the Court of Appeals affirmed. 764 F. 3d 51 (CADC 2014). It
——————
1 Because the contract claims accrued no later than the end
of each calendar-year contract, the District Court determined, the statute of
limitations for the 1996, 1997, and 1998 contracts had run by January 1st
of the years 2003, 2004, and 2005,
respectively. 539 F. Supp.
2d 152, 154, n. 1 (DC 2008). The Tribe does not dispute the timing
of accrual before
this Court.
Cite as: 577 U. S. (2016) 5
Opinion of the Court
explained that, “[t]o count
as sufficiently ‘extraordinary’ to support equitable tolling, the circumstances
that caused a litigant’s delay must have
been beyond its control,” and “cannot be a product of that litigant’s own
misunderstand- ing of the law or tactical mistakes in litigation.” Id., at 58. Because none of the
Tribe’s proffered circumstances was beyond its control, the court held, there
were no extraor- dinary circumstances that could merit equitable tolling.
The
Court of Appeals’ decision created a split with the Federal Circuit, which
granted another tribal entity equi- table tolling under similar
circumstances. See Arctic Slope Native Assn., Ltd. v. Sebelius, 699 F.
3d 1289
(CA Fed. 2012). We granted certiorari to resolve the conflict. 576 U.
S. (2015).
II
The
Court of Appeals denied the Tribe’s request for
equitable tolling by applying
the test that
we articulated in Holland v. Florida, 560 U.
S. 631. Under Holland,
a litigant is entitled to
equitable tolling of a statute of limi- tations only if the litigant
establishes two elements: “(1) that he has been pursuing his rights
diligently, and (2)
that some extraordinary circumstance
stood in his
way and prevented timely filing.”
Id., at 649 (internal
quota- tion marks omitted).
The
Tribe calls this formulation of the equitable
tolling test overly rigid, given
the doctrine’s equitable
nature. First, it argues that diligence and extraordinary circum-
stances should be considered together as two factors in a unitary test, and it
faults the Court of Appeals for declin-
ing to consider the Tribe’s diligence in connection with its finding
that no extraordinary circumstances existed.
But we have expressly characterized equitable tolling’s two components
as “elements,” not merely factors of indeter- minate or commensurable weight.
Pace v. DiGuglielmo, 544 U.
S. 408,
418 (2005) (“Generally,
a litigant seeking
6 MENOMINEE TRIBE OF
WIS. v. UNITED STATES
Opinion of the Court
equitable tolling bears the
burden of establishing two elements”). And we have treated the two requirements
as distinct elements in practice, too, rejecting requests for equitable tolling
where a litigant failed to satisfy one without addressing whether he satisfied
the other. See, e.g., Lawrence v. Florida, 549 U.
S. 327, 336–337 (2007) (rejecting equitable tolling without addressing
diligence because habeas petitioner fell “far short of showing ‘ex- traordinary
circumstances’ ”); Pace, supra, at 418
(holding, without resolving litigant’s argument that he had “satis-
fied the extraordinary circumstance test,” that, “[e]ven
if we were to accept [his
argument], he would not be entitled to relief because he has not established
the requisite diligence”).
Second,
the Tribe objects to the Court of Appeals’ inter- pretation of the “extraordinary
circumstances” prong as requiring a litigant seeking tolling to show an
“external obstacl[e]” to timely filing, i.e., that “the
circumstances that caused a
litigant’s delay must have been beyond its control.” 764 F. 3d, at
58–59. The Tribe
complains that this “external
obstacle” formulation amounts to the same kind of “ ‘overly rigid per se approach’” we rejected in Holland. Brief for
Petitioner 32 (quoting
560 U. S., at
653). But in truth, the phrase “external obstacle” merely reflects our
requirement that a
litigant seeking tolling show “that some extraordinary
circumstance stood in his way.” Id., at 649
(emphasis added; internal
quotation marks omitted). This
phrasing in Holland (and in
Pace before that) would make little sense if equitable tolling
were available when a litigant was responsible for its own delay. Indeed, the diligence prong already covers those affairs within
the litigant’s control; the extraordinary- circumstances prong, by contrast, is
meant to cover mat- ters outside its
control. We therefore reaffirm that the second prong of the equitable tolling
test is
met only where the circumstances that caused a litigant’s delay
are
Cite as: 577 U. S. (2016) 7
Opinion of the Court
both
extraordinary and beyond its control.2
III
The
Tribe offers no circumstances that meet this stand- ard.
Its
mistaken reliance on the putative Cherokee
Nation class action was
not an obstacle beyond its control.3 As the Tribe conceded below, see 614 F. 3d, at
526–527, it could not have been a member of the putative Cherokee Nation class because it did not present its claims to
an IHS contracting officer before class
certification was de- nied. Before then, the Tribe had unilateral authority to
present its claims and to join the putative class. Present- ment was blocked
not by an obstacle outside its control, but by the Tribe’s mistaken belief that
presentment was unneeded.
The
Tribe’s mistake, in essence, was
its inference that
the reasoning of the Ramah class certification decision (allowing
tribes to participate—without presentment—in the class challenging underpayment
of BIA contract sup- port costs) applied
to the putative Cherokee Nation class. This mistake was fundamentally no
different from “a garden variety claim of excusable neglect,” Irwin v. De-
partment of Veterans Affairs, 498 U. S. 89, 96 (1990), “such
as a simple ‘miscalculation’ that leads a lawyer to miss a filing
deadline,” Holland, supra, at 651
(quoting Lawrence,
supra,
at 336). And
it is quite
different from relying on
——————
2
Holland v. Florida, 560 U. S. 631
(2010), is a habeas case, and we have never held that its equitable-tolling
test necessarily applies outside the habeas context. Nevertheless, because we
agree that the Tribe cannot meet Holland’s test, we have no occasion
to decide whether an
even stricter test might apply to a nonhabeas case. Nor does the Tribe argue
that a more generous test than Holland’s
should apply here.
3 Because we conclude that the Tribe’s
mistake of law was not outside
its control, we need not decide whether a mistake of law, however reasonable, could
ever be extraordinary.
8 MENOMINEE TRIBE OF
WIS. v. UNITED STATES
Opinion of the Court
actually binding precedent
that is subsequently reversed.4 The Tribe’s other excuses are even less compelling. Its belief that presentment was futile was
not an obstacle beyond its control but a species of the
same mistake that kept it out of the putative Cherokee Nation class. And the fact that there may have been significant risk and expense associated with presenting and litigating its
claims is far from extraordinary. As the District Court noted below, “it
is common for a litigant to be confronted with
significant costs to litigation, limited financial
resources, an uncer- tain outcome based upon an uncertain legal landscape, and impending deadlines. These
circumstances are not
‘extraordinary.’” 841 F. Supp. 2d, at 107.
Finally,
the Tribe also urges us to consider the special relationship between the
United States and
Indian tribes, as articulated in
the ISDA. See 25 U. S. C. §450a(b)
(“Congress declares its commitment to the maintenance of the Federal
Government’s unique and continuing relation- ship with, and responsibility
to, individual Indian
tribes and to the Indian people
as a whole”). We do not question the
“general trust relationship between the United
States and the Indian tribes,” but any specific obligations the
Government may have under that relationship are “gov- erned by statute rather
than the common law.” United
States v. Jicarilla
Apache Nation,
564 U. S. 162,
165 (2011). The ISDA and CDA
establish a clear procedure for the
resolution of disputes over ISDA contracts, with an unambiguous 6-year deadline
for presentment of claims. The “general
trust relationship” does
not override the clear
language of those statutes.5
——————
4 The Court of Appeals speculated, without deciding, that
such a de- velopment might merit tolling, but like that court we have no
occasion to decide the
question.
5
Because we hold that there
were no extraordinary
circumstances, we need not decide
whether the Tribe was
diligently pursuing its rights. We also need not accept
the Tribe’s invitation to
assess preju-
Cite as: 577 U. S. (2016) 9
Opinion of the Court
IV
For
these reasons, the judgment of the United States Court of Appeals for the
District of Columbia Circuit is affirmed.
It is so ordered.
——————
dice to the Government, because the absence of prejudice
to the oppos- ing party “is not an
independent basis for invoking the doctrine [of equitable tolling] and
sanctioning deviations from established proce- dures.” Baldwin County Welcome Center v. Brown, 466 U. S. 147, 152 (1984) (per curiam). Rather, the absence of prejudice is “a factor to be
considered in determining whether the doctrine of equitable tolling should
apply once a factor that might
justify such tolling
is identified.” Ibid.
(emphasis added).
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